Unofficial — this is NOT the SFC. Independent site, not affiliated with the Securities and Futures Commission of Hong Kong. All information is compiled from SFC, HKMA and other public regulatory records and is for reference only — verify on the official SFC website before relying on it.
SFC Radar
中文 ← Back to search

WANG Xin Long

王心瓏
CE AVM751Licensed IndividualExecutive OfficerNo active licence
Official SFC record

WANG Xin Long (CE number AVM751) is an individual licensed by the Hong Kong SFC. First licensed on 2010-07-20. Their SFC licence is currently not active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 9 (Asset management), Type 10 (Credit rating).

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 9 Asset Management
RA 10 Providing Credit Rating Services

Roles & Accreditations (1)

CapacityCompany / Institution
Executive OfficerBank of China Limited
中國銀行股份有限公司

Licence Record (9)

2024-12-31 – 2025-06-04
P.B. Global Asset Management Limited RO
RA 4 RA 9
2024-07-18 – 2024-12-31
P.B. Global Asset Management Limited Rep
RA 4 RA 9
2023-09-04 – 2024-01-10
China Re Asset Management (Hong Kong) Company Limited RO
RA 4 RA 9
2022-11-01 – 2023-09-04
China Re Asset Management (Hong Kong) Company Limited Rep
RA 4 RA 9
2020-09-24 – 2022-10-14
AVICT Global Asset Management Limited RO
RA 4 RA 9
2019-12-09 – 2021-06-30
AVICT Global Asset Management Limited Rep
RA 4 RA 9
2015-05-18 – 2019-09-26
DWS Investments Hong Kong Limited Rep
RA 1 RA 4 RA 9
2012-05-03 – 2015-05-01
Moody's Investors Service Hong Kong Limited Rep
RA 10
2010-07-20 – 2011-05-07
CITIC Securities Brokerage (HK) Limited Rep
RA 4

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AVM751