Unofficial — this is NOT the SFC. Independent site, not affiliated with the Securities and Futures Commission of Hong Kong. All information is compiled from SFC, HKMA and other public regulatory records and is for reference only — verify on the official SFC website before relying on it.
SFC Radar
中文 ← Back to search

Bank of China Limited

中國銀行股份有限公司
CE AAK801Registered Institution
Date of registration
2005-01-24
Register as of
2026-07-21
Last indexed
2026-07-21 22:05 UTC

Bank of China Limited is a Hong Kong SFC registered institution (CE number AAK801). First licensed on 2005-01-24. Its SFC licence is currently active. It is licensed for 3 regulated activities: Type 1 (Securities dealing), Type 4 (Advising on securities), Type 9 (Asset management).

Regulated Activities

TypeEnglishChineseEffective
RA 1Dealing in Securities證券交易2012-01-04
RA 4Advising on Securities就證券提供意見2012-01-04
RA 9Asset Management提供資產管理2025-12-29

Executive Officers (7)

CE No.NameChinese
AVM751WANG Xin Long王心瓏
BSI865SU Bo蘇博
BVO457Li Shangqian李尚謙
BVX389HE Fan何帆
BVX403ZHAO Dongjun趙東君
BXH370LI Fan李凡
BYJ224Wang Bo王波

HKMA Securities Staff

Source: HKMA Register of Securities Staff of AIs (separate from the SFC register).

Current Securities Staff (24)

Past Staff (75)