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LEE Kai Ho

李啟浩
CE AVM533Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

LEE Kai Ho (CE number AVM533) is an individual licensed by the Hong Kong SFC. First licensed on 2010-07-13. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerICBC International Securities Limited
工銀國際證券有限公司

Licence Record (9)

2024-01-24 – present Current
ICBC International Securities Limited RO
RA 4
2020-05-22 – 2024-05-02
ICBC International Research Limited RO
RA 4
2017-05-08 – 2020-05-22
ICBC International Research Limited Rep
RA 4
2015-08-14 – 2017-04-26
China Merchants Securities (HK) Co., Limited Rep
RA 4
2015-06-25 – 2015-07-22
CCB International Securities Limited Rep
RA 4
2015-01-13 – 2015-06-05
SBI China Capital Financial Services Limited RO
RA 4
2013-07-12 – 2015-01-13
SBI China Capital Financial Services Limited Rep
RA 4
2013-01-08 – 2013-06-29
China Tonghai (IA) Limited Rep
RA 4
2010-07-13 – 2013-06-29
Quam Securities Limited Rep
RA 1 RA 2 RA 4

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AVM533