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YANG Tianxiao

楊天嘯
CE AVA662Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

YANG Tianxiao (CE number AVA662) is an individual licensed by the Hong Kong SFC. First licensed on 2010-04-19. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 6 (Corporate finance). Currently a responsible officer at 3 firms.

Regulated Activities (on record) (2)

RA 1 Dealing in Securities
RA 6 Advising on Corporate Finance

Roles & Accreditations (4)

CapacityCompany / Institution
Responsible OfficerCMB International Capital Limited
招銀國際融資有限公司
Responsible OfficerCMB International Global Markets Limited
招銀國際環球市場有限公司
Responsible OfficerCMB International Securities Limited
招銀國際證券有限公司
RepresentativeCMB International Capital Limited
招銀國際融資有限公司

Licence Record (8)

2023-01-05 – present Current
CMB International Global Markets Limited RO
RA 1
2023-01-05 – present Current
CMB International Securities Limited RO
RA 1
2017-06-12 – present Current
CMB International Capital Limited RO
RA 1
2016-01-13 – present Current
CMB International Capital Limited Rep
RA 1 RA 6
2022-05-03 – 2023-01-05
CMB International Global Markets Limited Rep
RA 1
2018-02-23 – 2023-01-05
CMB International Securities Limited Rep
RA 1
2010-04-19 – 2015-12-11
BOCI Asia Limited Rep
RA 1 RA 6
2010-04-19 – 2015-12-11
BOCI Securities Limited Rep
RA 1

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AVA662