Unofficial — this is NOT the SFC. Independent site, not affiliated with the Securities and Futures Commission of Hong Kong. All information is compiled from SFC, HKMA and other public regulatory records and is for reference only — verify on the official SFC website before relying on it.
SFC Radar
中文 ← Back to search

HO Ming Hei Tiffany

何明熹
CE AUV994Licensed IndividualSFO licence active
Official SFC record

HO Ming Hei Tiffany (CE number AUV994) is an individual licensed by the Hong Kong SFC. First licensed on 2010-03-09. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 9 (Asset management).

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeCBH Asia Limited
瑞金亞洲有限公司

Licence Record (6)

2026-04-14 – present Current
CBH Asia Limited Rep
RA 1 RA 4
2017-07-17 – 2017-10-11
Nomura International (Hong Kong) Limited Rep
RA 1
2012-11-05 – 2014-01-31
BSI Investment Advisors (Hong Kong) Limited Rep
RA 1 RA 4
2010-11-09 – 2011-09-23
Gen2 Partners Limited Rep
RA 9
2010-03-09 – 2010-10-25
Morgan Stanley Asia Limited Rep
RA 1
2010-03-09 – 2010-10-25
Morgan Stanley Hong Kong Futures Limited Rep
RA 2

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AUV994