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TSO Ka Sing

曹嘉升
CE AUR286Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

TSO Ka Sing (CE number AUR286) is an individual licensed by the Hong Kong SFC. First licensed on 2010-02-04. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 6 (Corporate finance), Type 9 (Asset management). Currently a responsible officer at 2 firms.

Regulated Activities (on record) (5)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities
RA 6 Advising on Corporate Finance
RA 9 Asset Management

Roles & Accreditations (2)

CapacityCompany / Institution
Responsible OfficerBright Moon Capital Limited
銘皓資本有限公司
Responsible OfficerBright Moon Securities Limited
銘皓證券有限公司

Licence Record (20)

2026-09-30 – present Current
Bright Moon Capital Limited RO
RA 4 RA 9
2026-04-14 – present Current
Bright Moon Securities Limited RO
RA 1
2026-02-09 – 2026-04-14
Bright Moon Securities Limited Rep
RA 1
2025-12-01 – 2025-12-09
Chief Securities Limited RO
RA 1 RA 2
2025-10-30 – 2025-12-01
Chief Securities Limited Rep
RA 1 RA 2
2021-11-19 – 2025-06-30
Magpie Securities Limited RO
RA 1 RA 2
2021-06-18 – 2021-11-19
Magpie Securities Limited Rep
RA 1 RA 2
2021-04-14 – 2021-04-16
Huatai (Hong Kong) Futures Limited Rep
RA 2
2020-11-02 – 2021-03-25
Getta Securities Limited Rep
RA 1 RA 2
2015-10-23 – 2020-05-08
Yue Xiu Securities Company Limited Rep
RA 1
2015-10-23 – 2020-05-08
Yue Xiu Futures Company Limited Rep
RA 2
2014-10-10 – 2015-04-01
Celestial Securities Limited Rep
RA 1
2014-10-10 – 2015-04-01
Celestial Commodities Limited Rep
RA 2
2014-01-07 – 2014-09-20
Changjiang Corporate Finance (HK) Limited Rep
RA 6
2013-03-20 – 2014-09-20
Changjiang Securities Brokerage (HK) Limited Rep
RA 1
2012-05-08 – 2013-11-14
Changjiang Futures (HK) Limited Rep
RA 2
2011-11-11 – 2012-05-01
Guoyuan Securities Brokerage (Hong Kong) Limited Rep
RA 1
2011-11-11 – 2012-05-01
Guoyuan Futures (Hong Kong) Limited Rep
RA 2
2010-02-04 – 2011-09-22
Bright Smart Securities International (H.K.) Limited Rep
RA 1
2010-02-04 – 2011-09-22
Bright Smart Futures & Commodities Company Limited Rep
RA 2

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AUR286