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YAU Tak Chi

邱德智
CE AUP712Licensed IndividualSFO licence active
Official SFC record

YAU Tak Chi (CE number AUP712) is an individual licensed by the Hong Kong SFC. First licensed on 2010-03-02. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing).

Regulated Activities (on record) (2)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts

Roles & Accreditations (2)

CapacityCompany / Institution
RepresentativeICBC International Futures Limited
工銀國際期貨有限公司
RepresentativeICBC International Securities Limited
工銀國際證券有限公司

Licence Record (8)

2015-04-20 – present Current
ICBC International Securities Limited Rep
RA 1
2015-04-20 – present Current
ICBC International Futures Limited Rep
RA 2
2014-12-11 – 2015-04-01
UOB Kay Hian (Hong Kong) Limited Rep
RA 1
2014-12-11 – 2015-04-01
UOB Kay Hian Futures (Hong Kong) Limited Rep
RA 2
2013-05-24 – 2014-12-05
China Merchants Securities (HK) Co., Limited Rep
RA 1
2013-05-24 – 2014-12-05
China Merchants Futures (HK) Co., Limited Rep
RA 2
2011-05-12 – 2013-05-07
China International Futures (Hong Kong) Company Limited Rep
RA 2
2010-03-02 – 2010-07-26
Prudential Brokerage Limited Rep
RA 1

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AUP712