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MUNDIGIAN Vatche Vartan

CE AUP689Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

MUNDIGIAN Vatche Vartan (CE number AUP689) is an individual licensed by the Hong Kong SFC. First licensed on 2010-01-22. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 7 (Automated trading). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (2)

RA 1 Dealing in Securities
RA 7 Providing Automated Trading Services

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerT.F.S. Derivatives HK Limited

Licence Record (5)

2019-04-08 – present Current
T.F.S. Derivatives HK Limited RO
RA 1
2019-02-08 – 2019-04-08
T.F.S. Derivatives HK Limited Rep
RA 1
2016-11-29 – 2018-11-12
Tullett Prebon (Hong Kong) Limited RO
RA 1 RA 7
2015-07-31 – 2017-12-08
Tullett Prebon (Hong Kong) Limited Rep
RA 1 RA 7
2010-01-22 – 2015-02-11
GFI (HK) Securities L.L.C. Rep
RA 1 RA 7

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AUP689