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YOW Chee Kim

姚志錦
CE AUN750Licensed IndividualSFO licence active
Official SFC record

YOW Chee Kim (CE number AUN750) is an individual licensed by the Hong Kong SFC. First licensed on 2010-01-20. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 5 (Advising on futures), Type 7 (Automated trading).

Regulated Activities (on record) (5)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities
RA 5 Advising on Futures Contracts
RA 7 Providing Automated Trading Services

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeJ.P. Morgan Broking (Hong Kong) Limited

Licence Record (4)

2017-06-06 – present Current
J.P. Morgan Broking (Hong Kong) Limited Rep
RA 2 RA 5
2010-12-06 – 2017-03-07
Morgan Stanley Hong Kong Securities Limited Rep
RA 2
2010-01-20 – 2017-03-07
Morgan Stanley Asia Limited Rep
RA 1 RA 4 RA 5 RA 7
2010-01-20 – 2010-12-06
Morgan Stanley Hong Kong Futures Limited Rep
RA 2 RA 7

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AUN750