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LAM Yuen Yee, Doris

林婉儀
CE AUM216Licensed IndividualSFO licence active
Official SFC record

LAM Yuen Yee, Doris (CE number AUM216) is an individual licensed by the Hong Kong SFC. First licensed on 2010-01-11. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 9 (Asset management).

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeBlackhorn Wealth Management Limited
晉羚財富管理有限公司

Licence Record (3)

2024-07-08 – present Current
Blackhorn Wealth Management Limited Rep
RA 4 RA 9
2014-05-02 – 2021-03-08
Lombard Odier (Hong Kong) Limited Rep
RA 1 RA 4
2010-01-11 – 2010-06-07
Morgan Stanley Asia Limited Rep
RA 1

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AUM216