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CHAN Yin Chung, Vivien

陳彥中
CE ATY953Licensed IndividualSFO licence active
Official SFC record

CHAN Yin Chung, Vivien (CE number ATY953) is an individual licensed by the Hong Kong SFC. First licensed on 2009-11-27. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 9 (Asset management).

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeTPG Capital, Limited
美國德太投資有限公司

Licence Record (4)

2022-12-22 – present Current
TPG Capital, Limited Rep
RA 1 RA 4
2022-08-31 – 2022-12-21
NewQuest Capital Advisors (HK) Limited Rep
RA 9
2011-09-06 – 2013-01-24
Barclays Capital Asia Limited Rep
RA 4
2009-11-27 – 2011-07-13
Samsung Securities (Asia) Limited Rep
RA 4

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ATY953