SUN Yiqian

孫逸潜

CE ATV809Licensed IndividualSFO licence active

SUN Yiqian (CE number ATV809) is an individual licensed by the Hong Kong SFC. First licensed on 2009-10-05. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 7 (Automated trading), Type 9 (Asset management).

Regulated Activities (on record) (5)

RA 1 Dealing in Securities

RA 2 Dealing in Futures Contracts

RA 4 Advising on Securities

RA 7 Providing Automated Trading Services

RA 9 Asset Management

Roles & Accreditations (1)

Capacity	Company / Institution
Representative	Schonfeld Strategic Advisors (Hong Kong) Limited

Licence Record (12)

2025-01-06 – present Current

Schonfeld Strategic Advisors (Hong Kong) Limited Rep

RA 9

2018-07-30 – 2020-03-17

Morgan Stanley Asia Limited Rep

RA 1

2018-07-30 – 2020-03-17

Morgan Stanley Hong Kong Securities Limited Rep

RA 1 RA 2 RA 7

2016-10-11 – 2018-04-26

Goldman Sachs (Asia) Securities Limited Rep

RA 1 RA 2

2013-09-24 – 2018-04-26

Goldman Sachs (Asia) L.L.C. Rep

RA 1

2013-09-24 – 2016-10-10

Goldman Sachs (Asia) Securities Limited Rep

RA 1

2013-09-24 – 2016-10-10

Goldman Sachs Futures (Asia) Limited Rep

RA 2

2011-10-28 – 2013-05-25

Credit Suisse (Hong Kong) Limited Rep

RA 1 RA 2 RA 4 RA 7

2011-10-28 – 2013-05-25

Credit Suisse Securities (Hong Kong) Limited Rep

RA 1

2009-10-05 – 2011-04-13

UBS Securities Asia Limited Rep

RA 1 RA 2

2009-10-05 – 2011-04-13

UBS Securities Hong Kong Limited Rep

RA 1

2009-10-05 – 2011-04-13

UBS Derivatives Hong Kong Limited Rep

RA 2

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ATV809