LI Kim Ping

李儉炳

CE ATS380Licensed IndividualResponsible OfficerSFO licence active

LI Kim Ping (CE number ATS380) is an individual licensed by the Hong Kong SFC. First licensed on 2009-10-12. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (4)

RA 1 Dealing in Securities

RA 2 Dealing in Futures Contracts

RA 4 Advising on Securities

RA 9 Asset Management

Roles & Accreditations (1)

Capacity	Company / Institution
Responsible Officer	3KYES Securities Limited 叁仟證券有限公司

Licence Record (16)

2026-07-15 – present Current

3KYES Securities Limited RO

RA 1 RA 4 RA 9

2024-07-22 – 2026-06-30

RuiLian Financial Group Company Limited Rep

RA 1 RA 4 RA 9

2021-03-19 – 2024-04-03

Silverlion Securities Limited RO

RA 1 RA 4

2021-03-19 – 2024-04-03

Silverlion Capital (Hong Kong) Limited RO

RA 9

2020-06-16 – 2021-01-31

Midas Securities Limited RO

RA 1 RA 2 RA 4 RA 9

2020-03-13 – 2020-05-18

Sheng Yuan Sino Asset Management Limited RO

RA 4 RA 9

2018-11-30 – 2020-05-18

Sheng Yuan Securities Limited RO

RA 1 RA 2 RA 4

2018-10-18 – 2018-11-30

Sheng Yuan Securities Limited Rep

RA 1 RA 2 RA 4

2018-10-18 – 2019-12-19

Sheng Yuan Asset Management Limited Rep

RA 9

2018-09-10 – 2018-10-09

Atta Capital Limited Rep

RA 9

2018-09-10 – 2018-10-09

Atta Capital Limited RO

RA 4

2018-07-03 – 2018-10-09

Atta Securities Limited RO

RA 1 RA 2

2016-09-30 – 2018-01-25

Finet Securities Limited RO

RA 1 RA 2 RA 4

2016-09-02 – 2018-01-25

Finet Securities Limited Rep

RA 1 RA 2 RA 9

2015-09-02 – 2016-08-20

Realink Financial Trade Limited RO

RA 2

2009-10-12 – 2016-08-20

Realink Financial Trade Limited Rep

RA 1 RA 2

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ATS380