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LI Kim Ping

李儉炳
CE ATS380Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

LI Kim Ping (CE number ATS380) is an individual licensed by the Hong Kong SFC. First licensed on 2009-10-12. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (2)

CapacityCompany / Institution
Responsible OfficerEternity Growth Asset Management Limited
長發資產管理有限公司
RepresentativeRuiLian Financial Group Company Limited
瑞聯金融集團有限公司

Licence Record (15)

2024-07-22 – present Current
RuiLian Financial Group Company Limited Rep
RA 1 RA 4 RA 9
2021-03-19 – 2024-04-03
Silverlion Securities Limited RO
RA 1 RA 4
2021-03-19 – 2024-04-03
Silverlion Capital (Hong Kong) Limited RO
RA 9
2020-06-16 – 2021-01-31
Midas Securities Limited RO
RA 1 RA 2 RA 4 RA 9
2020-03-13 – 2020-05-18
Sheng Yuan Sino Asset Management Limited RO
RA 4 RA 9
2018-11-30 – 2020-05-18
Sheng Yuan Securities Limited RO
RA 1 RA 2 RA 4
2018-10-18 – 2018-11-30
Sheng Yuan Securities Limited Rep
RA 1 RA 2 RA 4
2018-10-18 – 2019-12-19
Sheng Yuan Asset Management Limited Rep
RA 9
2018-09-10 – 2018-10-09
Atta Capital Limited Rep
RA 9
2018-09-10 – 2018-10-09
Atta Capital Limited RO
RA 4
2018-07-03 – 2018-10-09
Atta Securities Limited RO
RA 1 RA 2
2016-09-30 – 2018-01-25
Finet Securities Limited RO
RA 1 RA 2 RA 4
2016-09-02 – 2018-01-25
Finet Securities Limited Rep
RA 1 RA 2 RA 9
2015-09-02 – 2016-08-20
Realink Financial Trade Limited RO
RA 2
2009-10-12 – 2016-08-20
Realink Financial Trade Limited Rep
RA 1 RA 2

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ATS380