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Finet Securities Limited

財華證券有限公司
CE AAH574Licensed Corporation
Date of licence (SFO)
2004-09-23
Register as of
2026-07-22
Last indexed
2026-07-22 16:05 UTC
Official SFC record

Finet Securities Limited is a Hong Kong SFC licensed corporation (CE number AAH574). First licensed on 2004-09-23. Its SFC licence is currently active. It is licensed for 3 regulated activities: Type 1 (Securities dealing), Type 4 (Advising on securities), Type 9 (Asset management).

Regulated Activities

TypeEnglishChineseEffective
RA 1Dealing in Securities證券交易2004-09-23
RA 4Advising on Securities就證券提供意見2015-12-17
RA 9Asset Management提供資產管理2015-12-17

HKEX Participantships (3)

HKFE Trading Right (non-EP) HKSCC Clearing Participant #B01856 SEHK Participant #01856

Matched to HKEX’s published participant and trading-right lists by legal name, refreshed daily. The number in brackets is the HKEX participant ID.

Responsible Officers (3)

CE No.NameChinese
ABG881TAI Kwok Leung, Alexander戴國良
AEY353CHAN Chi Yin, Stefanie陳志賢
AZC678CHAN Chun Kin陳振健

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/corp/AAH574