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CHEN Jake Jian Zhou

CE ATN458Licensed IndividualSFO licence active
Official SFC record

CHEN Jake Jian Zhou (CE number ATN458) is an individual licensed by the Hong Kong SFC. First licensed on 2009-08-10. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 9 (Asset management).

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeABCI Asset Management Limited
農銀國際資産管理有限公司

Licence Record (7)

2019-04-08 – present Current
ABCI Asset Management Limited Rep
RA 4 RA 9
2017-09-04 – 2018-10-09
SC Lowy Financial (HK) Limited Rep
RA 1
2017-09-04 – 2018-10-09
SC Lowy Asset Management (HK) Limited Rep
RA 9
2017-07-03 – 2017-07-26
CCB International Securities Limited RO
RA 1 RA 4
2015-09-21 – 2017-07-03
CCB International Securities Limited Rep
RA 1 RA 4
2011-01-03 – 2015-07-28
BOCI Securities Limited Rep
RA 1
2009-08-10 – 2010-07-13
Morgan Stanley Asia Limited Rep
RA 1

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ATN458