CHAN Ho Wai, Howard

陳浩維

CE ATJ294Licensed IndividualResponsible OfficerSFO licence active

CHAN Ho Wai, Howard (CE number ATJ294) is an individual licensed by the Hong Kong SFC. First licensed on 2010-01-27. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 9 (Asset management). Currently a responsible officer at 2 firms.

Regulated Activities (on record) (4)

RA 1 Dealing in Securities

RA 2 Dealing in Futures Contracts

RA 4 Advising on Securities

RA 9 Asset Management

Roles & Accreditations (2)

Capacity	Company / Institution
Responsible Officer	Atlantic Asset Management Limited 大西洋資產管理有限公司
Responsible Officer	Glory Sun Securities Limited 寶新證券有限公司

Licence Record (14)

2024-03-01 – present Current

Glory Sun Securities Limited RO

RA 1 RA 4 RA 9

2023-08-22 – present Current

Atlantic Asset Management Limited RO

RA 4 RA 9

2024-02-06 – 2025-07-17

Atlantic Asset Management Limited Rep

RA 9

2020-05-15 – 2024-03-01

Glory Sun Securities Limited Rep

RA 1 RA 2

2020-03-10 – 2020-05-05

Southwest Securities (HK) Brokerage Limited Rep

RA 1

2020-03-10 – 2020-05-05

Southwest Securities (HK) Futures Limited Rep

RA 2

2018-02-26 – 2020-01-17

Yue Xiu Securities Company Limited Rep

RA 1

2018-02-26 – 2020-01-17

Yue Xiu Futures Company Limited Rep

RA 2

2017-11-06 – 2018-02-02

CMBC Securities Company Limited Rep

RA 1

2017-11-06 – 2018-02-02

CMBC International Futures Company Limited Rep

RA 2

2016-02-11 – 2017-11-03

Formax Securities Limited Rep

RA 1 RA 2

2012-02-02 – 2013-06-24

Marex Hong Kong Limited Rep

RA 2

2010-01-27 – 2012-01-07

Okachi Investments (HK) Company Limited Rep

RA 1

2010-01-27 – 2012-01-07

Okachi (Hong Kong) Company Limited Rep

RA 2

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ATJ294