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KUO Chen-feng

郭振鋒
CE ATH912Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

KUO Chen-feng (CE number ATH912) is an individual licensed by the Hong Kong SFC. First licensed on 2009-07-31. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 7 (Automated trading). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 7 Providing Automated Trading Services

Roles & Accreditations (3)

CapacityCompany / Institution
Responsible OfficerKGI Asia Limited
凱基證券亞洲有限公司
RepresentativeKGI Asia Limited
凱基證券亞洲有限公司
RepresentativeKGI Futures (Hong Kong) Limited
凱基期貨(香港)有限公司

Licence Record (4)

2024-08-12 – present Current
KGI Futures (Hong Kong) Limited Rep
RA 2
2021-10-08 – present Current
KGI Asia Limited Rep
RA 1
2013-11-26 – 2021-07-23
Morgan Stanley Hong Kong Securities Limited Rep
RA 2
2009-07-31 – 2021-07-23
Morgan Stanley Asia Limited Rep
RA 1 RA 7

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ATH912