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CHAN Hung Ping

陳鴻平
CE ATG911Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

CHAN Hung Ping (CE number ATG911) is an individual licensed by the Hong Kong SFC. First licensed on 2009-07-17. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerInnov Harbor Asset Management Limited
新灣資產管理有限公司

Licence Record (9)

2025-10-06 – present Current
Innov Harbor Asset Management Limited RO
RA 4 RA 9
2024-03-22 – 2025-06-13
Pyxis Wealth Advisors Limited Rep
RA 1 RA 4 RA 9
2016-10-03 – 2024-02-29
China Post & Capital Global Asset Management Limited Rep
RA 9
2014-04-03 – 2016-08-30
ExaByte Capital Management (HK) Limited Rep
RA 9
2014-01-07 – 2014-03-25
Sumitomo Mitsui Trust (Hong Kong) Limited Rep
RA 4 RA 9
2011-12-28 – 2013-06-20
CMS Asset Management (HK) Co., Limited Rep
RA 9
2011-09-30 – 2011-12-10
Huatai Financial Holdings (Hong Kong) Limited Rep
RA 1 RA 2
2011-07-27 – 2011-09-22
China Xin Yongan Futures Company Limited Rep
RA 2
2009-07-17 – 2009-09-14
Oreana Financial Services Limited Rep
RA 4 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ATG911