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BURNS John Patrick

CE ATG678Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

BURNS John Patrick (CE number ATG678) is an individual licensed by the Hong Kong SFC. First licensed on 2009-07-02. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (2)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerMacquarie Asia Securities Limited

Licence Record (7)

2023-12-29 – present Current
Macquarie Asia Securities Limited RO
RA 1
2022-09-19 – 2023-12-29
Macquarie Asia Securities Limited Rep
RA 1
2022-09-19 – 2022-09-19
Macquarie Capital Limited Rep
RA 1
2018-02-06 – 2022-06-28
CLSA Limited Rep
RA 1
2010-02-04 – 2013-04-23
Nomura Securities (Hong Kong) Limited Rep
RA 1 RA 2
2009-07-02 – 2017-11-23
Nomura International (Hong Kong) Limited Rep
RA 1 RA 2
2009-07-02 – 2010-02-19
Nomura Futures (Hong Kong) Limited Rep
RA 2

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ATG678