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LAI Hoi Yan, Patricia

黎凱欣
CE ARR637Licensed IndividualSFO licence active
Official SFC record

LAI Hoi Yan, Patricia (CE number ARR637) is an individual licensed by the Hong Kong SFC. First licensed on 2008-11-03. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 9 (Asset management).

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeConning Asia Pacific Limited
康利亞太有限公司

Licence Record (8)

2025-03-07 – present Current
Conning Asia Pacific Limited Rep
RA 1 RA 4
2022-09-13 – 2025-02-14
Sensible Asset Management Limited Rep
RA 1 RA 4
2022-09-13 – 2025-02-14
Value Partners Hong Kong Limited Rep
RA 1 RA 4 RA 9
2022-09-13 – 2025-02-14
Value Partners Limited Rep
RA 1 RA 4 RA 9
2017-02-10 – 2017-11-30
PineBridge Investments Asia Limited Rep
RA 1 RA 4
2017-02-10 – 2017-11-30
PineBridge Investments Hong Kong Limited Rep
RA 1
2011-03-15 – 2017-02-05
AllianceBernstein Hong Kong Limited Rep
RA 1
2008-11-03 – 2010-11-26
Manulife Investment Management (Hong Kong) Limited Rep
RA 1

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ARR637