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CHIU Yau Chun, Jackie

趙右焌
CE ARN620Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

CHIU Yau Chun, Jackie (CE number ARN620) is an individual licensed by the Hong Kong SFC. First licensed on 2008-08-26. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 5 (Advising on futures), Type 9 (Asset management). Currently a responsible officer at 2 firms.

Regulated Activities (on record) (5)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities
RA 5 Advising on Futures Contracts
RA 9 Asset Management

Roles & Accreditations (3)

CapacityCompany / Institution
Responsible OfficerImperium International Asset Management Limited
帝國國際資產管理有限公司
Responsible OfficerImperium International Securities Limited
帝國國際証券有限公司
RepresentativeImperium International Asset Management Limited
帝國國際資產管理有限公司

Licence Record (14)

2024-10-23 – present Current
Imperium International Securities Limited RO
RA 1 RA 2 RA 4
2024-10-23 – present Current
Imperium International Asset Management Limited RO
RA 5
2020-06-17 – 2024-10-23
Imperium International Securities Limited Rep
RA 1 RA 2
2018-07-05 – 2020-06-02
Arta Global Markets Limited Rep
RA 1
2018-07-05 – 2020-06-02
Arta Global Futures Limited Rep
RA 2
2018-05-30 – 2018-06-22
Golden Mountain Financial Limited Rep
RA 1 RA 2
2017-06-06 – 2018-04-27
Rifa Securities Limited Rep
RA 1
2017-03-28 – 2018-04-27
Rifa Futures Limited Rep
RA 2
2013-10-09 – 2017-03-07
Holly International Financial Holdings Limited Rep
RA 2
2011-08-10 – 2013-08-22
Delta Asia Financial Futures Limited Rep
RA 2
2011-07-27 – 2013-08-22
Delta Asia Securities Limited Rep
RA 1
2009-12-21 – 2010-12-01
CIS Securities Asset Management Limited Rep
RA 1
2008-12-19 – 2009-12-12
VC Brokerage Limited Rep
RA 1
2008-08-26 – 2008-11-11
OnePlatform Asset Management Limited Rep
RA 4

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ARN620