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YAM Ying

任瑩
CE ARK577Licensed IndividualSFO licence active
Official SFC record

YAM Ying (CE number ARK577) is an individual licensed by the Hong Kong SFC. First licensed on 2008-07-31. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 7 (Automated trading).

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 7 Providing Automated Trading Services

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeBlackstone Group (HK) Limited, The
黑石集團(香港)有限公司

Licence Record (5)

2014-12-02 – present Current
Blackstone Group (HK) Limited, The Rep
RA 1
2011-08-29 – 2014-11-17
Morgan Stanley Asia Limited Rep
RA 1
2010-01-27 – 2011-01-12
Barclays Capital Asia Limited Rep
RA 1 RA 2
2008-07-31 – 2009-03-30
Credit Suisse (Hong Kong) Limited Rep
RA 1 RA 2 RA 7
2008-07-31 – 2008-11-24
Credit Suisse Futures (Hong Kong) Limited Rep
RA 2 RA 7

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ARK577