SZE TO Kwok Chun

司徒國駿

CE ARK059Licensed IndividualSFO licence active

SZE TO Kwok Chun (CE number ARK059) is an individual licensed by the Hong Kong SFC. First licensed on 2008-07-30. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 9 (Asset management).

Regulated Activities (on record) (4)

RA 1 Dealing in Securities

RA 2 Dealing in Futures Contracts

RA 4 Advising on Securities

RA 9 Asset Management

Roles & Accreditations (1)

Capacity	Company / Institution
Representative	Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司

Licence Record (12)

2026-06-01 – present Current

Yuanta Securities (Hong Kong) Company Limited Rep

RA 1 RA 2

2021-07-22 – 2023-06-04

Hang Seng Investment Management Limited Rep

RA 1 RA 4 RA 9

2017-12-18 – 2026-02-26

GF Securities (Hong Kong) Brokerage Limited Rep

RA 1

2014-10-10 – 2017-11-24

Tokai Tokyo Securities (Asia) Limited Rep

RA 1

2013-11-11 – 2014-10-04

RHB Securities Hong Kong Limited Rep

RA 1

2013-11-11 – 2014-10-04

RHB Futures Hong Kong Limited Rep

RA 2

2012-05-31 – 2013-11-07

China Galaxy International Securities (Hong Kong) Co., Limited Rep

RA 1

2012-05-07 – 2013-11-07

China Galaxy International Futures (Hong Kong) Co., Limited Rep

RA 2

2011-12-01 – 2012-05-04

DA International Financial Service Limited Rep

RA 2

2011-08-26 – 2011-10-19

DBS Vickers (Hong Kong) Limited Rep

RA 1

2008-07-30 – 2011-07-04

Haitong International Securities Company Limited Rep

RA 1

2008-07-30 – 2011-07-04

Haitong International Futures Limited Rep

RA 2

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ARK059