Tokai Tokyo Securities (Asia) Limited
東海東京證券(亞洲)有限公司
CE AAB629Licensed Corporation
Tokai Tokyo Securities (Asia) Limited is a Hong Kong SFC licensed corporation (CE number AAB629). First licensed on 2003-11-12. Its SFC licence is currently active. It is licensed for 3 regulated activities: Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities).
Regulated Activities
| Type | English | Chinese | Effective |
|---|
| RA 1 | Dealing in Securities | 證券交易 | 2003-11-12 |
| RA 2 | Dealing in Futures Contracts | 期貨合約交易 | 2003-11-12 |
| RA 4 | Advising on Securities | 就證券提供意見 | 2003-11-12 |
Representatives (1)
| CE No. | Name | Chinese |
|---|
| AOA961 | LIU Kwok Ying, Novem | 廖國英 |