Unofficial — this is NOT the SFC. Independent site, not affiliated with the Securities and Futures Commission of Hong Kong. All information is compiled from SFC, HKMA and other public regulatory records and is for reference only — verify on the official SFC website before relying on it.
SFC Radar
中文 ← Back to search

LIU Kwok Ying, Novem

廖國英
CE AOA961Licensed IndividualSFO licence active
Official SFC record

LIU Kwok Ying, Novem (CE number AOA961) is an individual licensed by the Hong Kong SFC. First licensed on 2006-10-11. Their SFC licence is currently active. Accredited for regulated activity Type 1 (Securities dealing).

Regulated Activities (on record) (1)

RA 1 Dealing in Securities

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeTokai Tokyo Securities (Asia) Limited
東海東京證券(亞洲)有限公司

Licence Record (2)

2022-06-30 – present Current
Tokai Tokyo Securities (Asia) Limited Rep
RA 1
2006-10-11 – 2016-09-30
China Reserve Securities Limited Rep
RA 1

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AOA961