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ABOUZAHR Sami Julian

CE ARI510Licensed IndividualExecutive OfficerNo active licence
Official SFC record

ABOUZAHR Sami Julian (CE number ARI510) is an individual licensed by the Hong Kong SFC. First licensed on 2008-07-17. Their SFC licence is currently not active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 9 (Asset management).

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (2)

CapacityCompany / Institution
Executive OfficerHSBC Bank plc
Executive OfficerHongkong and Shanghai Banking Corporation Limited, The
香港上海滙豐銀行有限公司

Licence Record (2)

2010-06-24 – 2013-04-30
HSBC Global Asset Management (Hong Kong) Limited Rep
RA 4 RA 9
2008-07-17 – 2011-12-31
Halbis Capital Management (Hong Kong) Limited Rep
RA 4 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ARI510