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HSBC Bank plc

CE AFJ824Registered Institution
Date of registration
2018-03-29
Register as of
2026-07-22
Last indexed
2026-07-22 20:05 UTC
Official SFC record

HSBC Bank plc is a Hong Kong SFC registered institution (CE number AFJ824). First licensed on 2018-03-29. Its SFC licence is currently active. It is licensed for 2 regulated activities: Type 1 (Securities dealing), Type 4 (Advising on securities).

Regulated Activities

TypeEnglishChineseEffective
RA 1Dealing in Securities證券交易2018-03-29
RA 4Advising on Securities就證券提供意見2018-03-29

Executive Officers (3)

CE No.NameChinese
ANE294JAMES Martin Clive
ARI510ABOUZAHR Sami Julian
BVD240PATEL Tapan

HKMA Securities Staff

Source: HKMA Register of Securities Staff of AIs (separate from the SFC register).

Current Securities Staff (13)

Past Staff (420)

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/corp/AFJ824