YUEN Wai Ming

阮唯銘

CE ARD624Licensed IndividualResponsible OfficerSFO licence active

YUEN Wai Ming (CE number ARD624) is an individual licensed by the Hong Kong SFC. First licensed on 2008-06-03. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (3)

RA 1 Dealing in Securities

RA 4 Advising on Securities

RA 9 Asset Management

Roles & Accreditations (1)

Capacity	Company / Institution
Responsible Officer	Global West Securities (Hong Kong) Limited 大西部證券(香港)有限公司

Licence Record (12)

2022-05-31 – present Current

Global West Securities (Hong Kong) Limited RO

RA 1 RA 4 RA 9

2020-11-30 – 2022-03-31

Ocean Cedar Asset Management Company Limited RO

RA 4 RA 9

2019-10-23 – 2020-11-27

Red South Investment Management Limited RO

RA 4 RA 9

2019-08-19 – 2019-09-23

SDHG International Securities Limited RO

RA 1

2019-08-01 – 2019-08-19

SDHG International Securities Limited Rep

RA 1

2017-10-31 – 2019-07-22

Kirin Securities Limited Rep

RA 4

2017-10-31 – 2019-07-22

Kirin Asset Management Limited Rep

RA 9

2017-10-31 – 2019-07-22

Kirin Securities Limited RO

RA 1

2016-02-01 – 2017-07-31

Sino-Rich Securities & Futures Limited Rep

RA 1

2013-05-22 – 2015-12-21

GEO Securities Limited Rep

RA 1

2012-06-11 – 2013-02-28

Brilliant Norton Securities Company Limited Rep

RA 1 RA 4

2008-06-03 – 2008-11-04

Ark Securities (Hong Kong) Limited Rep

RA 1

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ARD624