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HAN Zhe

韓哲
CE AQV652Licensed IndividualSFO licence active
Official SFC record

HAN Zhe (CE number AQV652) is an individual licensed by the Hong Kong SFC. First licensed on 2008-04-11. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 5 (Advising on futures).

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities
RA 5 Advising on Futures Contracts

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeNatixis Asia Limited

Licence Record (7)

2018-07-31 – present Current
Natixis Asia Limited Rep
RA 1 RA 2
2015-09-11 – 2017-09-20
HSBC Securities Brokers (Asia) Limited Rep
RA 1
2013-06-19 – 2015-06-06
Standard Chartered Securities (Hong Kong) Limited Rep
RA 1 RA 2 RA 4 RA 5
2013-04-10 – 2013-06-09
Guotai Junan Securities (Hong Kong) Limited Rep
RA 1
2008-04-11 – 2012-09-28
Merrill Lynch (Asia Pacific) Limited Rep
RA 1
2008-04-11 – 2012-09-28
Merrill Lynch Far East Limited Rep
RA 1 RA 2
2008-04-11 – 2010-08-20
Merrill Lynch Futures (Hong Kong) Limited Rep
RA 2

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AQV652