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CHAN Sin Hang

陳倩姮
CE AQU095Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

CHAN Sin Hang (CE number AQU095) is an individual licensed by the Hong Kong SFC. First licensed on 2008-04-01. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 5 (Advising on futures), Type 8 (Securities margin financing), Type 9 (Asset management). Currently a responsible officer at 2 firms.

Regulated Activities (on record) (6)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities
RA 5 Advising on Futures Contracts
RA 8 Securities Margin Financing
RA 9 Asset Management

Roles & Accreditations (2)

CapacityCompany / Institution
Responsible OfficerChina Securities (International) Asset Management Company Limited
中信建投(國際)資產管理有限公司
Responsible OfficerChina Securities (International) Brokerage Company Limited
中信建投(國際)証券有限公司

Licence Record (16)

2019-05-21 – present Current
China Securities (International) Brokerage Company Limited RO
RA 1 RA 2 RA 4 RA 5
2019-05-21 – present Current
China Securities (International) Asset Management Company Limited RO
RA 9
2019-03-22 – 2019-05-21
China Securities (International) Brokerage Company Limited Rep
RA 1 RA 2
2019-03-22 – 2019-05-21
China Securities (International) Asset Management Company Limited Rep
RA 9
2018-07-12 – 2019-03-04
Fortis, Sheriffs & Browns Asia Co. Limited RO
RA 1 RA 9
2018-07-12 – 2019-03-04
orientiert International Markets Limited RO
RA 1 RA 9
2015-09-21 – 2019-03-04
oOo Securities (HK) Group Limited RO
RA 1 RA 2 RA 9
2015-08-19 – 2018-07-12
oOo Securities (HK) Group Limited Rep
RA 1 RA 9
2014-09-11 – 2015-07-31
Upbest Investment Company Limited RO
RA 8
2013-05-28 – 2015-07-31
Upbest Securities Company Limited RO
RA 1
2013-05-28 – 2015-07-31
Upbest Commodities Company Limited RO
RA 2 RA 5
2013-04-22 – 2013-05-28
Upbest Securities Company Limited Rep
RA 1
2013-04-22 – 2013-05-28
Upbest Commodities Company Limited Rep
RA 2 RA 5
2012-06-19 – 2013-01-16
Future Growth Financial Services Limited RO
RA 1 RA 2
2011-09-28 – 2012-06-19
Future Growth Financial Services Limited Rep
RA 1 RA 2
2008-04-01 – 2011-07-09
Quam Securities Limited Rep
RA 1 RA 2

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AQU095