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TAM Kit Ling

譚潔凌
CE AQS879Licensed IndividualSFO licence active
Official SFC record

TAM Kit Ling (CE number AQS879) is an individual licensed by the Hong Kong SFC. First licensed on 2008-05-05. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 3 (Leveraged FX).

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 3 Leveraged Foreign Exchange Trading

Roles & Accreditations (2)

CapacityCompany / Institution
RepresentativeSPDB International Capital Limited
浦銀國際融資有限公司
RepresentativeSPDB International Securities Limited
浦銀國際證券有限公司

Licence Record (10)

2020-03-24 – present Current
SPDB International Securities Limited Rep
RA 1
2019-12-02 – present Current
SPDB International Capital Limited Rep
RA 1
2011-09-01 – 2019-10-15
BOCI Securities Limited Rep
RA 1 RA 2 RA 3
2011-02-08 – 2011-06-16
Everbright Securities Investment Services (HK) Limited Rep
RA 1
2011-02-08 – 2011-06-16
CES Commodities (HK) Limited Rep
RA 2
2011-02-08 – 2011-06-16
CES Forex (HK) Limited Rep
RA 3
2009-05-20 – 2010-11-29
Shenwan Hongyuan Securities (H.K.) Limited Rep
RA 1
2009-05-20 – 2010-11-29
Shenwan Hongyuan Futures (H.K.) Limited Rep
RA 2
2008-07-30 – 2008-11-01
Haitong International Futures Limited Rep
RA 2
2008-05-05 – 2008-11-01
Haitong International Securities Company Limited Rep
RA 1

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AQS879