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CHAN Tsang Tao, Oswald

陳錚濤
CE AQS492Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

CHAN Tsang Tao, Oswald (CE number AQS492) is an individual licensed by the Hong Kong SFC. First licensed on 2008-04-01. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 6 (Corporate finance), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 6 Advising on Corporate Finance
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerGennex Capital Advisers Limited
睿盛資本顧問有限公司

Licence Record (7)

2020-11-05 – present Current
Gennex Capital Advisers Limited RO
RA 9
2019-05-23 – 2020-11-05
Gennex Capital Advisers Limited Rep
RA 9
2018-09-04 – 2019-02-01
Giant Venture Asset Management Limited Rep
RA 9
2018-03-02 – 2018-08-31
Dynasty Alliance Investment Management Limited Rep
RA 9
2013-12-23 – 2018-01-31
BOCI Asia Limited Rep
RA 6
2011-04-01 – 2013-12-03
CMB International Capital Limited Rep
RA 1 RA 6
2008-04-01 – 2011-03-11
Mega Capital (Asia) Company Limited Rep
RA 6

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AQS492