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LAU Yan Pan

劉仁斌
CE AQQ771Licensed IndividualSFO licence active
Official SFC record

LAU Yan Pan (CE number AQQ771) is an individual licensed by the Hong Kong SFC. First licensed on 2008-03-12. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 9 (Asset management).

Regulated Activities (on record) (2)

RA 1 Dealing in Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeAlphadyne Asset Management (Hong Kong) Limited

Licence Record (3)

2023-04-24 – present Current
Alphadyne Asset Management (Hong Kong) Limited Rep
RA 9
2012-03-12 – 2018-01-19
Complus Asset Management Limited Rep
RA 9
2008-03-12 – 2010-03-14
Barclays Capital Asia Limited Rep
RA 1

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AQQ771