Complus Asset Management Limited is a Hong Kong SFC licensed corporation (CE number AWX256). First licensed on 2011-05-25. Its SFC licence is currently active. It is licensed for 3 regulated activities: Type 1 (Securities dealing), Type 4 (Advising on securities), Type 9 (Asset management).
| Type | English | Chinese | Effective |
|---|---|---|---|
| RA 1 | Dealing in Securities | 證券交易 | 2023-03-30 |
| RA 4 | Advising on Securities | 就證券提供意見 | 2023-03-30 |
| RA 9 | Asset Management | 提供資產管理 | 2011-05-25 |
| CE No. | Name | Chinese |
|---|---|---|
| AFM600 | LUI Kar Wong, Dennis | 呂家煌 |
| ALY309 | KAM Kwok Ching | 甘國澄 |
| ARS456 | CHEUNG Tao Ping | 章道平 |
| AXR007 | LEEKHA Rajeev | |
| AZV769 | HORA Francois Josef |
| CE No. | Name | Chinese |
|---|---|---|
| AJE093 | LEO Peck Chao | 梁弼釗 |
| ANM069 | SETHI Shaun Nittal | |
| ARA445 | XU Ke Tony | 徐可 |
| ARG935 | TSANG Tak Sang | 曾德生 |
| ATM017 | ANANTHARAM Vishweshwar | |
| AUQ994 | LIANG Xin | 梁欣 |
| AZV769 | HORA Francois Josef | |
| BIT498 | KOH Mun Hoe Terry | 霍文豪 |
| BJZ042 | BHATTACHARYA Kaunteya | |
| BMA124 | LIU Renxuan | 劉人瑄 |
| BMO309 | WU Lei | |
| BNS454 | LU Yan Yi, Christine | 呂欣怡 |
| BPA390 | SANAPUREDDY Revanth Reddy | |
| BSR367 | ZHOU Xiaowei | 周晓蔚 |
| BTA225 | LI Jiming | 李繼明 |
| BTJ902 | MATSUURA Sayaka | 松浦彩 |
| BVN638 | MERCHANT Asad | |
| BVO538 | BOUVET Antoine Simon | |
| BXA588 | PADMANABHAN Dushyant |