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LU Yan Yi, Christine

呂欣怡
CE BNS454Licensed IndividualSFO licence active
Official SFC record

LU Yan Yi, Christine (CE number BNS454) is an individual licensed by the Hong Kong SFC. First licensed on 2018-11-22. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 9 (Asset management).

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeComplus Asset Management Limited
金栢資產管理有限公司

Licence Record (2)

2021-10-20 – present Current
Complus Asset Management Limited Rep
RA 1 RA 4 RA 9
2018-11-22 – 2021-09-24
CR Capital Investment Management Limited Rep
RA 4 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BNS454