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LI Jiming

李繼明
CE BTA225Licensed IndividualSFO licence active
Official SFC record

LI Jiming (CE number BTA225) is an individual licensed by the Hong Kong SFC. First licensed on 2022-10-06. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 9 (Asset management).

Regulated Activities (on record) (2)

RA 1 Dealing in Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeComplus Asset Management Limited
金栢資產管理有限公司

Licence Record (2)

2024-01-17 – present Current
Complus Asset Management Limited Rep
RA 9
2022-10-06 – 2024-01-03
HSBC Securities Brokers (Asia) Limited Rep
RA 1

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BTA225