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KWOK Shun Keung, Roy

郭舜強
CE AQI400Licensed IndividualSFO licence active
Official SFC record

KWOK Shun Keung, Roy (CE number AQI400) is an individual licensed by the Hong Kong SFC. First licensed on 2008-01-18. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 9 (Asset management).

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeTor Investment Management (Hong Kong) Limited

Licence Record (8)

2021-05-14 – present Current
Tor Investment Management (Hong Kong) Limited Rep
RA 9
2021-03-23 – 2021-05-09
DBG Investment Limited RO
RA 4 RA 9
2017-01-13 – 2021-03-31
DeepBlue Global Investment Limited RO
RA 4 RA 9
2016-09-01 – 2017-01-06
Fosun Asset Management Limited RO
RA 4 RA 9
2010-12-16 – 2011-04-29
My Decker Capital Advisors Hong Kong Limited RO
RA 4
2008-11-05 – 2008-12-10
Nomura International (Hong Kong) Limited Rep
RA 1 RA 4
2008-04-23 – 2008-10-24
Neuberger Berman Asia Limited Rep
RA 1 RA 4 RA 9
2008-01-18 – 2008-03-20
Lehman Brothers Asia Limited Rep
RA 1 RA 4

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AQI400