KWAN Chun Fai

關俊暉

CE AQG692Licensed IndividualSFO licence active

KWAN Chun Fai (CE number AQG692) is an individual licensed by the Hong Kong SFC. First licensed on 2008-01-10. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 3 (Leveraged FX), Type 4 (Advising on securities), Type 5 (Advising on futures), Type 9 (Asset management).

Regulated Activities (on record) (6)

RA 1 Dealing in Securities

RA 2 Dealing in Futures Contracts

RA 3 Leveraged Foreign Exchange Trading

RA 4 Advising on Securities

RA 5 Advising on Futures Contracts

RA 9 Asset Management

Roles & Accreditations (1)

Capacity	Company / Institution
Representative	BOCHK Asset Management Limited 中銀香港資產管理有限公司

Licence Record (11)

2021-12-01 – present Current

BOCHK Asset Management Limited Rep

RA 1 RA 4 RA 9

2020-07-02 – 2021-02-16

Haitong International Asset Management (HK) Limited Rep

RA 4 RA 5 RA 9

2020-07-02 – 2020-12-09

Haitong International Asset Management Limited Rep

RA 4 RA 5 RA 9

2020-06-24 – 2021-02-16

Haitong International Investment Managers Limited Rep

RA 1 RA 4 RA 9

2013-09-02 – 2021-11-19

Haitong International Securities Company Limited Rep

RA 1 RA 3 RA 4

2013-09-02 – 2021-11-19

Haitong International Futures Limited Rep

RA 2

2011-08-22 – 2012-12-26

China Everbright Forex & Futures (HK) Limited RO

RA 2

2011-06-03 – 2012-12-26

China Everbright Forex & Futures (HK) Limited Rep

RA 2 RA 3

2011-03-01 – 2011-05-13

China International Futures (Hong Kong) Company Limited RO

RA 2

2010-10-20 – 2010-12-01

Cinda International Futures Limited Rep

RA 2

2008-01-10 – 2011-03-01

China International Futures (Hong Kong) Company Limited Rep

RA 2

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AQG692