LI Pak Wang, Daniel

李柏宏

CE APW942Licensed IndividualResponsible OfficerSFO licence active

LI Pak Wang, Daniel (CE number APW942) is an individual licensed by the Hong Kong SFC. First licensed on 2008-04-23. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 5 (Advising on futures), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (4)

RA 1 Dealing in Securities

RA 4 Advising on Securities

RA 5 Advising on Futures Contracts

RA 9 Asset Management

Roles & Accreditations (1)

Capacity	Company / Institution
Responsible Officer	Global Prosperity Financial Company Limited 環球富盛理財有限公司

Licence Record (9)

2024-12-20 – present Current

Global Prosperity Financial Company Limited RO

RA 1 RA 4 RA 9

2022-08-01 – 2023-09-26

China Everbright Assets Management Limited RO

RA 1 RA 4 RA 9

2015-07-17 – 2022-03-03

Tongfang Securities Limited RO

RA 1 RA 4 RA 9

2011-01-04 – 2014-10-16

Guosen Securities (HK) Asset Management Company Limited RO

RA 1 RA 4 RA 5 RA 9

2010-11-24 – 2011-01-04

Guosen Securities (HK) Asset Management Company Limited Rep

RA 4 RA 9

2010-05-20 – 2010-10-05

Haitong International Asset Management Limited RO

RA 4 RA 5 RA 9

2010-05-20 – 2010-10-05

Haitong International Investment Managers Limited RO

RA 4 RA 9

2008-07-03 – 2010-10-05

Haitong International Asset Management (HK) Limited RO

RA 4 RA 5 RA 9

2008-04-23 – 2008-05-30

China International Capital Limited RO

RA 4 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/APW942