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CHAN Choi Hung

陳彩虹
CE APO018Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

CHAN Choi Hung (CE number APO018) is an individual licensed by the Hong Kong SFC. First licensed on 2007-09-03. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 6 (Corporate finance), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (5)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities
RA 6 Advising on Corporate Finance
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerCFTC Asset Management (Hong Kong) Limited
中芯聚源資產管理(香港)有限公司

Licence Record (7)

2023-02-17 – present Current
CFTC Asset Management (Hong Kong) Limited RO
RA 4 RA 9
2018-08-24 – 2022-06-30
Rockflow Securities Limited RO
RA 1 RA 4 RA 9
2018-07-26 – 2018-08-24
Rockflow Securities Limited Rep
RA 1
2009-09-03 – 2018-07-07
First Shanghai Securities Limited Rep
RA 1 RA 6
2009-09-03 – 2015-10-14
First Shanghai Futures Limited Rep
RA 2
2008-03-25 – 2009-08-31
Prudential Index Trading Company Limited Rep
RA 2
2007-09-03 – 2009-08-31
Prudential Brokerage Limited Rep
RA 1

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/APO018