Rockflow Securities Limited
奇運證券有限公司
CE BJV607Licensed Corporation
Rockflow Securities Limited is a Hong Kong SFC licensed corporation (CE number BJV607). First licensed on 2017-11-10. Its SFC licence is currently active. It is licensed for 3 regulated activities: Type 1 (Securities dealing), Type 4 (Advising on securities), Type 9 (Asset management).
Regulated Activities
| Type | English | Chinese | Effective |
|---|
| RA 1 | Dealing in Securities | 證券交易 | 2017-11-10 |
| RA 4 | Advising on Securities | 就證券提供意見 | 2019-04-04 |
| RA 9 | Asset Management | 提供資產管理 | 2017-11-10 |
HKEX Participantships (3)
Matched to HKEX’s published participant and trading-right lists by legal name, refreshed daily. The number in brackets is the HKEX participant ID.
Responsible Officers (2)
| CE No. | Name | Chinese |
|---|
| AYO724 | CHEN Chuanyao | 陳川堯 |
| BHJ439 | TSOI Ka Hung | 蔡嘉鴻 |
Representatives (1)
| CE No. | Name | Chinese |
|---|
| BOP243 | WANG Jianyu | 王健宇 |