Unofficial — this is NOT the SFC. Independent site, not affiliated with the Securities and Futures Commission of Hong Kong. All information is compiled from SFC, HKMA and other public regulatory records and is for reference only — verify on the official SFC website before relying on it.
SFC Radar
中文 ← Back to search

TSOI Ka Hung

蔡嘉鴻
CE BHJ439Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

TSOI Ka Hung (CE number BHJ439) is an individual licensed by the Hong Kong SFC. First licensed on 2016-06-15. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerRockflow Securities Limited
奇運證券有限公司

Licence Record (5)

2026-01-20 – present Current
Rockflow Securities Limited RO
RA 1 RA 4 RA 9
2023-06-06 – 2024-04-30
Dongxing Securities (Hong Kong) Asset Management Company Limited RO
RA 9
2021-06-01 – 2024-04-30
Dongxing Securities (Hong Kong) Asset Management Company Limited Rep
RA 4 RA 9
2017-12-07 – 2021-05-25
Paochu Investment Advisory Limited Rep
RA 4 RA 9
2016-06-15 – 2017-11-12
Centaline Wealth Management Limited Rep
RA 4 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BHJ439