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HE Yi

何毅
CE APL689Licensed IndividualSFO licence active
Official SFC record

HE Yi (CE number APL689) is an individual licensed by the Hong Kong SFC. First licensed on 2007-08-23. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 6 (Corporate finance), Type 9 (Asset management).

Regulated Activities (on record) (5)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities
RA 6 Advising on Corporate Finance
RA 9 Asset Management

Roles & Accreditations (2)

CapacityCompany / Institution
RepresentativeCMB International Asset Management Limited
招銀國際資產管理有限公司
RepresentativeCMB International Securities Limited
招銀國際證券有限公司

Licence Record (6)

2020-06-02 – present Current
CMB International Asset Management Limited Rep
RA 9
2016-11-02 – present Current
CMB International Securities Limited Rep
RA 1
2016-11-02 – 2017-08-17
CMB International Capital Limited Rep
RA 6
2015-09-21 – 2016-05-31
Merrill Lynch (Asia Pacific) Limited Rep
RA 1
2015-09-21 – 2016-05-31
Merrill Lynch Far East Limited Rep
RA 2
2007-08-23 – 2009-10-12
Morgan Stanley Asia Limited Rep
RA 1 RA 4

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/APL689