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HO Kwok Wai, Ivan

何國威
CE APH605Licensed IndividualSFO licence active
Official SFC record

HO Kwok Wai, Ivan (CE number APH605) is an individual licensed by the Hong Kong SFC. First licensed on 2007-07-23. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 9 (Asset management).

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeRobeco Hong Kong Limited
荷寶投資管理香港有限公司

Licence Record (4)

2016-07-29 – present Current
Robeco Hong Kong Limited Rep
RA 1 RA 4
2009-11-17 – 2016-02-05
AllianceBernstein Hong Kong Limited Rep
RA 1 RA 4
2007-07-23 – 2009-11-06
HSBC Global Asset Management (Hong Kong) Limited Rep
RA 1 RA 4 RA 9
2007-07-23 – 2009-11-06
HSBC Investment Funds (Hong Kong) Limited Rep
RA 1

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/APH605