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YIP Wai Ho

葉偉豪
CE APF207Licensed IndividualSFO licence active
Official SFC record

YIP Wai Ho (CE number APF207) is an individual licensed by the Hong Kong SFC. First licensed on 2007-07-04. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities).

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeCITIC Securities International Global Markets Limited
中信證券國際全球市場有限公司

Licence Record (4)

2020-11-12 – present Current
CITIC Securities International Global Markets Limited Rep
RA 1 RA 2
2020-02-17 – 2020-07-16
Haitong International Securities Company Limited Rep
RA 1 RA 4
2018-04-09 – 2020-01-24
China Merchants Securities (HK) Co., Limited Rep
RA 1 RA 4
2007-07-04 – 2010-11-12
Barclays Capital Asia Limited Rep
RA 1 RA 2

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/APF207