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YIP Tsz To

葉旨濤
CE APD110Licensed IndividualSFO licence active
Official SFC record

YIP Tsz To (CE number APD110) is an individual licensed by the Hong Kong SFC. First licensed on 2007-08-15. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 9 (Asset management).

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 9 Asset Management

Roles & Accreditations (2)

CapacityCompany / Institution
RepresentativeChina Galaxy International Futures (Hong Kong) Co., Limited
中國銀河國際期貨(香港)有限公司
RepresentativeChina Galaxy International Securities (Hong Kong) Co., Limited
中國銀河國際證券(香港)有限公司

Licence Record (4)

2012-04-02 – present Current
China Galaxy International Futures (Hong Kong) Co., Limited Rep
RA 2
2012-02-21 – present Current
China Galaxy International Securities (Hong Kong) Co., Limited Rep
RA 1
2008-01-24 – 2010-06-24
Quam Securities Limited Rep
RA 1 RA 2 RA 9
2007-08-15 – 2007-12-29
Ark Securities (Hong Kong) Limited Rep
RA 1

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/APD110