Unofficial — this is NOT the SFC. Independent site, not affiliated with the Securities and Futures Commission of Hong Kong. All information is compiled from SFC, HKMA and other public regulatory records and is for reference only — verify on the official SFC website before relying on it.
SFC Radar
中文 ← Back to search

NING Jing

宁靜
CE APB398Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

NING Jing (CE number APB398) is an individual licensed by the Hong Kong SFC. First licensed on 2007-06-05. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerCephei Capital Management (Hong Kong) Limited

Licence Record (7)

2024-07-10 – present Current
Cephei Capital Management (Hong Kong) Limited RO
RA 9
2024-04-22 – 2024-07-10
Cephei Capital Management (Hong Kong) Limited Rep
RA 9
2013-09-27 – 2023-01-01
FIL Investment Advisors Rep
RA 4 RA 9
2013-09-27 – 2023-01-01
FIL Investment Management (Hong Kong) Limited Rep
RA 4 RA 9
2012-07-31 – 2013-07-20
BlackRock Asset Management North Asia Limited Rep
RA 1 RA 4 RA 9
2008-02-25 – 2013-07-20
BlackRock (Hong Kong) Limited Rep
RA 1 RA 4 RA 9
2007-06-05 – 2008-01-05
PineBridge Investments Asia Limited Rep
RA 4 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/APB398