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LUI Edward Ho Kong

呂浩江
CE AOV379Licensed IndividualSFO licence active
Official SFC record

LUI Edward Ho Kong (CE number AOV379) is an individual licensed by the Hong Kong SFC. First licensed on 2007-04-25. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 5 (Advising on futures), Type 9 (Asset management), Type 10 (Credit rating).

Regulated Activities (on record) (5)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 5 Advising on Futures Contracts
RA 9 Asset Management
RA 10 Providing Credit Rating Services

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeJPMorgan Asset Management (Asia Pacific) Limited

Licence Record (6)

2024-08-09 – present Current
JPMorgan Asset Management (Asia Pacific) Limited Rep
RA 4 RA 5 RA 9
2019-07-03 – 2024-07-01
BOCOM International Securities Limited Rep
RA 4
2018-05-11 – 2019-04-24
All-Stars Investment Limited Rep
RA 1 RA 4 RA 9
2018-02-05 – 2018-04-02
Moody's Investors Service Hong Kong Limited Rep
RA 10
2012-09-13 – 2017-12-01
Morgan Stanley Asia Limited Rep
RA 1 RA 4
2007-04-25 – 2012-06-12
Merrill Lynch (Asia Pacific) Limited Rep
RA 1 RA 4

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AOV379