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HO Siu Man, Gideon

何紹民
CE AOR642Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

HO Siu Man, Gideon (CE number AOR642) is an individual licensed by the Hong Kong SFC. First licensed on 2007-03-09. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerChina World Investments Limited
華威投資有限公司

Licence Record (8)

2026-01-30 – present Current
China World Investments Limited RO
RA 4 RA 9
2024-01-25 – 2025-07-02
DD Asset Management Limited RO
RA 4 RA 9
2019-03-05 – 2019-08-21
Austen Capital International Limited Rep
RA 4 RA 9
2017-02-09 – 2018-01-23
Austen Capital International Limited RO
RA 4 RA 9
2015-04-10 – 2016-01-29
UBS Asset Management (Hong Kong) Limited Rep
RA 1 RA 4 RA 9
2010-06-30 – 2015-03-31
Qiao Group Limited RO
RA 4 RA 9
2007-11-23 – 2008-12-05
Deutsche Securities Asia Limited Rep
RA 1
2007-03-09 – 2007-09-03
BNP Paribas Dealing Services Asia Limited Rep
RA 1 RA 4 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AOR642