CHU Chun Hung, Frederick

朱俊雄

CE AOR257Licensed IndividualResponsible OfficerSFO licence active

CHU Chun Hung, Frederick (CE number AOR257) is an individual licensed by the Hong Kong SFC. First licensed on 2007-03-13. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 9 (Asset management). Currently a responsible officer at 3 firms.

Regulated Activities (on record) (4)

RA 1 Dealing in Securities

RA 2 Dealing in Futures Contracts

RA 4 Advising on Securities

RA 9 Asset Management

Roles & Accreditations (3)

Capacity	Company / Institution
Responsible Officer	Kaiser Capital Management Limited 嘉信資本管理有限公司
Responsible Officer	Kaiser Futures Limited 嘉信期貨有限公司
Responsible Officer	Kaiser Securities Limited 嘉信証券有限公司

Licence Record (10)

2023-12-04 – present Current

Kaiser Futures Limited RO

RA 2

2021-02-02 – present Current

Kaiser Capital Management Limited RO

RA 4 RA 9

2019-10-09 – present Current

Kaiser Securities Limited RO

RA 1

2019-06-28 – 2019-10-09

Kaiser Securities Limited Rep

RA 1

2019-06-28 – 2023-12-04

Kaiser Futures Limited Rep

RA 2

2017-11-23 – 2019-01-07

China Merchants Futures (HK) Co., Limited Rep

RA 2

2017-07-07 – 2019-01-07

China Merchants Securities (HK) Co., Limited Rep

RA 1 RA 2

2014-12-29 – 2015-11-10

ABCI Securities Company Limited Rep

RA 1

2014-12-02 – 2014-12-09

Tokai Tokyo Securities (Asia) Limited Rep

RA 1

2007-03-13 – 2014-11-20

UOB Kay Hian (Hong Kong) Limited Rep

RA 1

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AOR257